Under the CMSA single licensing regime, capital market intermediaries provided that they are fit and proper is issued with only one license that will enable them to carry on one or more regulated activity.
The Securities Commission Malaysia is entrusted with the responsibility of ensuring an efficient and transparent licensing process and that the licensed intermediaries and its representatives are competent and professional in providing their services. Certified as an ISO 9001:2000 department, the SC’s Licensing Department undertakes the assessment of license applications under it’s preview which is conducted within the time frame stipulated in accordance with its ISO performance standards.
For Licensing Capital Markets and Service Representative's Licence, please browse Securities Commission Malaysia website https://www.sc.com.my/regulation/licensing
|APPLICATION FOR CMSLR LICENCE FROM SECURITIES COMMISSION MALAYSIA|
|RFP-CMSRL Programme (Capital Markets Services Representative's Licence)||Shariah RFP-CMSRL Programme (Capital Markets Services Representative's Licence)|
|Click Image for (PDF Format)||Click Image for (PDF Format)|
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